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Toby Duane Ferner

Wells Fargo Clearing Services, LLC

Temecula, CA

San Diego, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2022-02-08
TX RA APPROVED_RES 2010-07-27
CA RA APPROVED 2010-06-15
  • ID RA
    APPROVED
    Since 2022-02-08
  • TX RA
    APPROVED_RES
    Since 2010-07-27
  • CA RA
    APPROVED
    Since 2010-06-15

Branch Locations

27555 Ynez Road Ste 120, Temecula, CA 92591 • United States

13520 Evening Creek Dr N Ste 500, San Diego, CA 92128 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc La Jolla CA 06/2010 11/2016
Wells Fargo Clearing Services, Llc La Jolla CA 11/2016 Present
Previous Registrations
  • 2005-10-07 → 2010-06-17
    Ubs Financial Services Inc.
    San Diego, CA
    Weehawken, NJ
    Carlsbad, CA
  • 2001-11-30 → 2005-10-11
    Morgan Stanley Dw Inc.
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-04
  • S66 Uniform Combined State Law Examination
    2001-05-04
Other Names
  • Toby Ferner

View on SEC IAPD

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Other Offices

ENDURING WEALTH ADVISORS · TEMECULA, CA
EDWARD JONES · Temecula, CA
WELLS FARGO CLEARING SERVICES, LLC · TEMECULA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · TEMECULA, CA
PARK AVENUE SECURITIES LLC · TEMECULA, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Temecula, CA
J.P. MORGAN SECURITIES LLC · TEMECULA, CA
WOLFGANG CAPITAL · TEMECULA, CA

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