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Lee-Ann Hodapp

Wells Fargo Clearing Services, LLC

Rancho Santa Fe, CA

Temecula, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-06-05
TX RA APPROVED 2018-04-24
LA RA APPROVED 2018-04-18
  • CA RA
    APPROVED
    Since 2018-06-05
  • TX RA
    APPROVED
    Since 2018-04-24
  • LA RA
    APPROVED
    Since 2018-04-18

Branch Locations

16975 Avenida De Acacias Ste 606 [Xk-Rbo], Rancho Santa Fe, CA 92067 • United States

27555 Ynez Road Ste 120, Temecula, CA 92591 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Diego CA 08/2012 11/2016
Wells Fargo Clearing Services, Llc San Diego CA 08/2012 11/2017
Ericksen Krentel, Llp Mandeville LA 11/2017 04/2018
1St Global Capital Corp New Orleans LA 11/2017 04/2018
1St Global Advisers, Inc New Orleans LA 11/2017 04/2018
Wells Fargo Clearing Services, Llc Mandeville LA 04/2018 Present
  • 08/2012 → 11/2016
    Wells Fargo Advisors, Llc
    San Diego, CA
  • 08/2012 → 11/2017
    Wells Fargo Clearing Services, Llc
    San Diego, CA
  • 11/2017 → 04/2018
    Ericksen Krentel, Llp
    Mandeville, LA
  • 11/2017 → 04/2018
    1St Global Capital Corp
    New Orleans, LA
  • 11/2017 → 04/2018
    1St Global Advisers, Inc
    New Orleans, LA
  • 04/2018 → Present
    Wells Fargo Clearing Services, Llc
    Mandeville, LA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-01-09
  • S66 Uniform Combined State Law Examination
    2012-01-09
Other Names
  • Lee-Ann Halsey

View on SEC IAPD

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MORGAN STANLEY · RANCHO SANTE FE, CA
ESSENTIAL PARTNERS LLC · RANCHO SANTA FE,, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Rancho Santa Fe, CA
DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
LPL FINANCIAL LLC · RANCHO SANTA FE, CA
EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
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