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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2020-06-03
  • WA RA
    APPROVED
    Since 2020-06-03

Branch Locations

7282 Stinson Avenue N.W. Suite A, Gig Harbor, WA 98335 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Halftime Sports Salon Gig Harbor WA 01/2012 Present
Us Bank Bremerton WA 04/2012 02/2018
Raymond James Financial Services Inc Gig Harbor WA 03/2018 Present
  • 01/2012 → Present
    Halftime Sports Salon
    Gig Harbor, WA
  • 04/2012 → 02/2018
    Us Bank
    Bremerton, WA
  • 03/2018 → Present
    Raymond James Financial Services Inc
    Gig Harbor, WA
Other Businesses

(1)Name of Business: Bush Polen & Associates, Inc Address: 7282 Stinson Avenue N.W., Gig Harbor, WA, 98335, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 03/01/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Day to day office management. Preparation of paperwork for clients. Trading and client support.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-20
  • S66 Uniform Combined State Law Examination
    2020-05-20
Other Names
  • Kimberly Ann Knudtson

View on SEC IAPD

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