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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-02-14 |
| TX | RA | APPROVED | 2023-08-28 |
| DC | RA | APPROVED | 2023-06-26 |
Branch Locations
1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States
Mclean, VA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dave Sarmadi Imports | Roanoke | VA | 04/2016 | 03/2017 |
| Sarmadi Brothers | Bethesda | MD | 01/2016 | Present |
| Lincoln Financial Distributors | Radnor | PA | 03/2018 | 03/2023 |
| Roanoke College | Salem | VA | 08/2014 | 12/2017 |
| Ubs Financial Services Inc. | Washington | DC | 03/2023 | Present |
Sarmadi Brothers Men's shop, co-founder/owner. It is not investment related. The business in online www.sarmadibrothers.com and the address is 8805 Potomac Station Ln. Bethesda, MD. It is a family business that I started with my brothers that I am currently just a silent owner. I devote no time during securities trading hours to the business and I simply help out on weekends with whatever they need (counting inventory and other things of a similar nature).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-09 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-06 |
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