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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-08-10 |
| TN | RA | APPROVED | 2026-04-14 |
Branch Locations
6111 Shallowford Rd Ste 101, Chattanooga, TN 37421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Llc | Chattanooga | TN | 03/2018 | Present |
| Enrollment Resources Group/Willis Of Il | Chicago | IL | 11/2015 | 03/2018 |
Outside Employment; Auspice Group; Plan oversight and governance, compliance, and participant administration.; Manage advisory business; 6111 Shallowford Rd, Ste 101, Chattanooga, TN, 37421; Investment-Related; 08/10/2026; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-04-13 |
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