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Miguel A Molina

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-08-15
  • AZ RA
    APPROVED
    Since 2024-08-15

Branch Locations

2423 E Lincoln Dr., Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Total Transit Glendale AZ 05/2013 06/2017
Veyo Arizona Glendale AZ 07/2017 03/2018
Charles Schwab & Co., Inc. Phoenix AZ 03/2018 Present
Schwab Wealth Advisory, Inc. Phoenix AZ 07/2024 Present
  • 05/2013 → 06/2017
    Total Transit
    Glendale, AZ
  • 07/2017 → 03/2018
    Veyo Arizona
    Glendale, AZ
  • 03/2018 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 07/2024 → Present
    Schwab Wealth Advisory, Inc.
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-03-04
S63 Uniform Securities Agent State Law Examination 2018-10-03
  • S66 Uniform Combined State Law Examination
    2024-03-04
  • S63 Uniform Securities Agent State Law Examination
    2018-10-03

View on SEC IAPD

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