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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2020-05-22
  • MD RA
    APPROVED
    Since 2020-05-22

Branch Locations

Four Financial Center 4525 Painters Mill Road, Owings Mills, MD 21117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T.ROwe Price Owings Mills MD 09/2017 Present
Beltway Companies Baltimore MD 07/2013 08/2017
  • 09/2017 → Present
    T.ROwe Price
    Owings Mills, MD
  • 07/2013 → 08/2017
    Beltway Companies
    Baltimore, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-20
S63 Uniform Securities Agent State Law Examination 2018-04-18
  • S66 Uniform Combined State Law Examination
    2020-05-20
  • S63 Uniform Securities Agent State Law Examination
    2018-04-18
Designations

View on SEC IAPD

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