Best Investors Account Sign in
Inactive

Samantha Louise Dickinson Mcgarrity

Tradewinds Capital Management, LLC

Bellingham, WA

CRD 6921264

Claim This Profile
Employer firm

Tradewinds Capital Management, LLC CRD 145934

$727M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Tradewinds Capital Management, Llc

2211 Rimland Drive Suite 401, Bellingham, WA 98226 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-08-07
  • WA RA
    APPROVED
    Since 2023-08-07

Branch Locations

2211 Rimland Drive Suite 401, Bellingham, WA 98226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ak Usa Fcu Bellingham WA 05/2015 02/2018
Saturna Brokerage Services Bellingham WA 02/2018 07/2019
Saturna Capital Corporation Bellingham WA 02/2018 07/2023
Tradewinds Capital Management, Llc Bellingham WA 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-01-15
  • S66 Uniform Combined State Law Examination
    2019-01-15
Designations
  • Certified Financial Planner
Other Names
  • Samantha Louise Dickinson

View on SEC IAPD

Nearby Firms

WELLS FARGO CLEARING SERVICES, LLC
FINANCIAL PLAN, INC.
GOODRICH & ASSOCIATES, LLC

Nearby Investors

THOMAS GERARD DONAGHY
BEN JOYCE
KAREN L RICHARDS

Nearby Offices

WELLS FARGO CLEARING SERVICES, LLC · BELLINGHAM, WA
FINANCIAL PLAN, INC. · BELLINGHAM, WA
GOODRICH & ASSOCIATES, LLC · BELLINGHAM, WA

More in Bellingham, WA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor