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Allen Ferguson

Morgan Stanley

Birmingham, MI

CRD 3186293

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
MI RA APPROVED 2010-05-20
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • MI RA
    APPROVED
    Since 2010-05-20

Branch Locations

34901 Woodward Avenue Suite 300, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
Morgan Stanley Birmingham MI 06/2009 Present
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 06/2009 → Present
    Morgan Stanley
    Birmingham, MI
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Birmingham, MI
  • 2006-05-12 → 2007-04-02
    Morgan Stanley Dw Inc.
    Birmingham, MI
  • 2002-09-30 → 2006-05-23
    Banc One Securities Corporation
    Detroit, MI
Other Businesses

WELLS FERGUSON LLC, OWNER; HUNTING PROPERTY; DURING BUSINESS HOURS- 0; AFTER BUSINESS HOURS- 5; NOT INVESTMENT RELATED; START DATE: 07/1999; TROY, MI

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-09-27
S63 Uniform Securities Agent State Law Examination 1999-03-27
  • S66 Uniform Combined State Law Examination
    2002-09-27
  • S63 Uniform Securities Agent State Law Examination
    1999-03-27

View on SEC IAPD

Nearby Firms

J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Nearby Investors

JEFFREY MICHAEL DIEFENTHALER
Kevin Arthur-Whitworth Sheard
JERAMEY JOSEPH LYNCH

Nearby Offices

J.P. MORGAN SECURITIES LLC · Birmingham, MI
WELLS FARGO CLEARING SERVICES, LLC · BIRMINGHAM, MI
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · BIRMINGHAM, MI

More in Birmingham, MI

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