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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-29
GA RA APPROVED 2021-01-28
  • TX RA
    APPROVED_RES
    Since 2021-10-29
  • GA RA
    APPROVED
    Since 2021-01-28

Branch Locations

10000 Avalon Blvd, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cana Communications Kennesaw GA 02/2017 02/2018
Telecom Network Solutions, Inc. Stone Mountain GA 05/2014 02/2017
Prehmus Financial Partners Peachtree Corners GA 03/2018 01/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 01/2021 Present
Bank Of America, N.A. Alpharetta GA 06/2021 Present
  • 02/2017 → 02/2018
    Cana Communications
    Kennesaw, GA
  • 05/2014 → 02/2017
    Telecom Network Solutions, Inc.
    Stone Mountain, GA
  • 03/2018 → 01/2021
    Prehmus Financial Partners
    Peachtree Corners, GA
  • 01/2021 → Present
    Alpharetta, GA
  • 06/2021 → Present
    Bank Of America, N.A.
    Alpharetta, GA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-22
S63 Uniform Securities Agent State Law Examination 2018-05-30
  • S65 Uniform Investment Adviser Law Examination
    2018-06-22
  • S63 Uniform Securities Agent State Law Examination
    2018-05-30
Other Names
  • Richard Hoyt Henshaw
  • Richard Hoyt Henshaw

View on SEC IAPD

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