Cathy W Choi

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → 11/2018
  Ubs Financial Services Inc
  San Francisco, CA
• 11/2014 → 12/2017
  Ubs Ag
  Hong Kong
• 12/2018 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Beverly Hills, CA
• 02/2026 → Present
  Bank Of America, N.A.
  Beverly Hills, CA

Previous Registrations

• 2018-07-09 → 2018-12-10
  Ubs Financial Services Inc.
  San Francisco, CA

Other Businesses

I*1756284, Entity Type Entity For Profit, Name of OBA: Buju Studio LLC Address: Mountain View, CA 94040 Investment Related: No Position, Title, Association: Director,OwnerEmployee Start Date: 03/25/2024 No Hours: 6 weekly No Hours during trading: 0 Duties: I would like to register a LLC for my side hassle idea. The initial business plan is to sharing recipes/ cooking skills and dining experience online. My main responsibility is to create contents, which may involve writing blog and filming videos.

Exams

• S66 Uniform Combined State Law Examination
  2018-07-09

Other Names

• Wan Yin Choi
• Wan Yin Choi
• Cathy Choi
• Wan Yin Choi