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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-03
CA RA APPROVED 2019-01-02
  • TX RA
    APPROVED
    Since 2019-01-03
  • CA RA
    APPROVED
    Since 2019-01-02

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc San Francisco CA 12/2017 11/2018
Ubs Ag Hong Kong 11/2014 12/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 12/2018 Present
Bank Of America, N.A. Beverly Hills CA 02/2026 Present
Previous Registrations
Other Businesses

I*1756284, Entity Type Entity For Profit, Name of OBA: Buju Studio LLC Address: Mountain View, CA 94040 Investment Related: No Position, Title, Association: Director,OwnerEmployee Start Date: 03/25/2024 No Hours: 6 weekly No Hours during trading: 0 Duties: I would like to register a LLC for my side hassle idea. The initial business plan is to sharing recipes/ cooking skills and dining experience online. My main responsibility is to create contents, which may involve writing blog and filming videos.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-09
  • S66 Uniform Combined State Law Examination
    2018-07-09
Other Names
  • Wan Yin Choi
  • Wan Yin Choi
  • Cathy Choi
  • Wan Yin Choi

View on SEC IAPD

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