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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-06 |
| TN | RA | APPROVED | 2024-05-08 |
Branch Locations
537 Market Street, Ste. 105 1St & 3Rd Floors, Chattanooga, TN 37402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Greensburg | PA | 02/2018 | 07/2020 |
| Verizon Wireless | Greensburg | PA | 06/2012 | 02/2018 |
| Citizens Securities, Inc | Greensburg | PA | 03/2018 | 07/2020 |
| Key Investment Services | Columbus | OH | 12/2020 | 11/2021 |
| Keybank | Monongahela | PA | 12/2020 | 11/2021 |
| Commercial Bank And Trust Of Pa | Latrobe | PA | 08/2020 | 12/2020 |
| Raymond James & Associates | Chattanooga | TN | 12/2023 | 01/2024 |
| Raymond James & Associates | Chattanooga | TN | 01/2024 | Present |
| Regions Bank | Hixson | TN | 11/2021 | 12/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-04-30 |
| S65 | Uniform Investment Adviser Law Examination | 2018-12-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-30 |
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