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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-08-25 |
| MD | RA | APPROVED | 2020-07-20 |
Branch Locations
9505 Reisterstown Rd. Ste 3 Ne, Owings Mills, MD 21117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Owings Mills | MD | 01/2018 | 07/2020 |
| Nacho Mama's | Towson | MD | 11/2016 | 11/2018 |
| The Cheesecake Factory | Towson | MD | 11/2012 | 11/2016 |
| The Prudential Insurance Company Of America | Owings Mills | MD | 06/2018 | 07/2020 |
| Lpl Financial Llc | Owings Mills | MD | 07/2020 | Present |
1)7/17/2020- Garrison Forest Advisory Group -DBA for LPL Business (entity for LPL business)- Inv. Related- Owings Mill, MD - 100% 2)7/17/2020- Healthcare Insurance Sales- Non-Variable Insurance- Agent for Mass mutual fixed life insurance- Inv. Related- Owings Mill, MD- start date 6/2020- 2hrs/mth 3) 9/14/2020 - Crump - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 08/27/2020 - 20 Hours Per Month/12 Hours During Securities Trading. 4) 12/09/2025-DiFrancesco Wealth Management LLC-To handle receipt of advisory fee-Business Entity For Tax/Investment Purposes Only-Not Inv Related-At Owings Mills, MD-Start date 01/01/2026-160hrs/mth-120hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-21 |
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