Nadia Samantha Diaz

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 04/2023
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 01/2012 → 04/2023
  Schoolsfirst Fcu
  Tustin, CA
• 05/2022 → 04/2023
  Lpl Financial Llc
  Tustin, CA
• 08/2013 → 04/2024
  Schools First
  Tustin, CA
• 05/2023 → 06/2025
  Wealthbox
  Yorba Linda, CA
• 09/2023 → 06/2025
  Aduna Capital
  Norwalk, CA
• 06/2025 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 06/2025 → Present
  Empower Advisory Group, Llc
  Greenwood Village, CO

Previous Registrations

• 2023-09-13 → 2025-06-04
  Aduna Capital
  Norwalk, CA
• 2022-05-18 → 2023-05-08
  Lpl Financial Llc
  Tustin, CA
• 2021-04-17 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Tustin, CA

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-08-04
• S65 Uniform Investment Adviser Law Examination
  2021-04-16

Other Names

• Nadia Diaz