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Richard Anthony Baumann

Allworth Financial, L.P.

Sacramento, CA

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Current Employers
Allworth Financial, L.P.

340 Palladio Pkwy. Suite 501, Folsom, CA 95630 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-07
  • TX RA
    APPROVED_RES
    Since 2020-01-07

Branch Locations

8775 Folsom Blvd. Suite 100, Sacramento, CA 95826

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Airlines Phoenix AZ 09/2010 Present
Allworth Financial, L.P. Sacramento CA 01/2020 Present
Previous Registrations
  • 2018-02-28 → 2020-01-07
    Raa
    Tempe, AZ
    Addison, TX
Other Businesses

Richard is a Pilot with American Airlines and is non-investment related. His duties at American do not interfere with his duties at RAA.

View on SEC IAPD

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