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Stephanie Elizabeth Caro

Cetera Investment Advisers LLC

Saint Paul, MN

West Saint Paul, MN

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2023-08-10
  • MN RA
    APPROVED
    Since 2023-08-10

Branch Locations

400 Robert St N Ste 800, Saint Paul, MN 55101 • United States

West Saint Paul, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 12/2019 08/2023
Deluxe Corporation Lenexa KS 01/2018 04/2018
Target Store 2046 West Saint Paul MN 11/2017 12/2017
Merrill Corporation Saint Paul MN 10/1992 10/2017
Securian Financial Services Inc St Paul MN 02/2018 12/2019
Minnesota Life Insurance Company St Paul MN 03/2018 08/2023
Cetera Wealth Services, Llc El Segundo CA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Cetera Advisors Llc St. Cloud MN 08/2023 Present
  • 12/2019 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 01/2018 → 04/2018
    Deluxe Corporation
    Lenexa, KS
  • 11/2017 → 12/2017
    Target Store 2046
    West Saint Paul, MN
  • 10/1992 → 10/2017
    Merrill Corporation
    Saint Paul, MN
  • 02/2018 → 12/2019
    Securian Financial Services Inc
    St Paul, MN
  • 03/2018 → 08/2023
    Minnesota Life Insurance Company
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 08/2023 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 08/2023 → Present
    Cetera Advisors Llc
    St. Cloud, MN
Previous Registrations
  • 2023-05-22 → 2023-08-10
    Securian Financial Services, Inc.
    St Paul, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-06-15
  • S66 Uniform Combined State Law Examination
    2021-06-15

View on SEC IAPD

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CHRISTIAN AUDREY NIELSEN
THOMAS W. WALSH
Patrick Daniel Carotenuto
Devon Mikala Sandhu
ANDREW EDWARD LANG
LIDDY MARIE ACHTER
ADAM J TLUSTY
MICHAEL PATRICK CLANCEY

Other Offices

CLEARWATER MANAGEMENT CO., INC. · ST PAUL, MN
FIDUCIARY COUNSELLING INC · ST PAUL, MN
MAIRS & POWER · ST. PAUL, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SAINT PAUL, MN
HILLTOP SECURITIES INC. · St. Paul, MN
WELLS FARGO CLEARING SERVICES, LLC · SAINT PAUL, MN
CAPTRUST · ST. PAUL, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · SAINT PAUL, MN

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