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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-01-03 |
| AZ | RA | APPROVED | 2021-08-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Scottsdale | AZ | 03/2016 | 12/2020 |
| Wells Fargo Clearing Services, Llc | Scottsdale | AZ | 02/2018 | 12/2020 |
| Jpmorgan Chase Bank, N.A. | Phoenix | AZ | 12/2020 | 05/2021 |
| J.P. Morgan Securities Llc | Phoenix | AZ | 12/2020 | 05/2021 |
| Schwab Wealth Advisory Inc | Phoenix | AZ | 06/2021 | Present |
| Charles Schwab & Co. | Phoenix | AZ | 06/2021 | Present |
1) Tate and Daniel LLC | Investment Related:No|Retail|Vice President|1/17/2024|Less than 20|0|My only task is to track income and expenses to provide to the cpa for taxes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-14 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-10 |
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