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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-01-02 |
| DE | RA | APPROVED | 2018-06-08 |
Branch Locations
2951 Centerville Rd, Wilmington, DE 19808 • United States
Bear, DE • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dover | DE | 02/2018 | Present |
| Wilmington Trust Sp Services, Inc. | Bear | DE | 02/2004 | 10/2017 |
| Homemaking | Bear | DE | 11/2017 | 01/2018 |
| Bank Of America, N.A. | Dover | DE | 02/2018 | Present |
I*112688 For profit or not for profit: Non-Profit Organization Name of outside business organization: The Delaware State Fair, Inc Investment related: Y Address of business: Harrington, Delaware 19952 Nature of business: Corporation, Position, title, association: Director, Start date of relationship: 4/1/2014 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: A volunteer supported non-profit community based organization that is committed to educating and promoting agricultural heritage and values. Chairman of the Finance and Budget Committee. Member of the Investment Committee Member of the Rentals Commit I*127336 For profit or not for profit: For-Profit Organization Name of outside business organization: Rental Property Investment related: N Address of business: Bear, Delaware 19701 Nature of business: Sole Proprietorship, Position, title, association: Owner, Start date of relationship: 12/1/2019 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 I*1449286 For profit or not for profit: Entity Charitable Name of outside business organization: Delaware Military Academy Investment related: N Address of business: Wilmington, Delaware, 19804, United States Nature of business: ["Charitable Organization"] Position, title, association: Treasurer, Director, Start date of relationship: 9/25/2023 Number of hours devoted: 16 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: Serve on the Board of Directors and as Treasurer. Not an authorized signer on any school account. I*1449287 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: Milton, Delaware, 19968, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 9/1/2023 Number of hours devoted: 12 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , I*2703291, Entity Type Entity For Profit, Name of OBA: Smith Brothers LLC Address: Milton Delaware 19968 Investment Related: No Position, Title, Association: Owner Employee Start Date: 09/01/2025 No Hours: 9 No Hours during trading: 0 Duties: none, Farming and campground business
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-07 |
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