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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-31
TX RA APPROVED_RES 2018-07-17
DE RA APPROVED 2018-06-22
  • CA RA
    APPROVED
    Since 2018-08-31
  • TX RA
    APPROVED_RES
    Since 2018-07-17
  • DE RA
    APPROVED
    Since 2018-06-22

Branch Locations

2951 Centerville Rd, Wilmington, DE 19808 • United States

100 Wilshire Blvd, Santa Monica, CA 90401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wilmington DE 02/2018 Present
Second In Command Productions / Cast & Crew Burbank CA 08/2016 02/2017
Entertainment Partners Burbank CA 02/2017 04/2017
Btl Payroll Burbank CA 04/2017 06/2017
Unemployed Los Angeles CA 06/2017 08/2017
Second In Command Productions / Cast & Crew Burbank CA 08/2017 10/2017
Entertainment Partners Burbank CA 10/2017 12/2017
Second In Command Productions / Cast & Crew Burbank CA 01/2018 02/2018
Gloria Film Productions Los Angeles CA 10/2017 12/2017
Bank Of America, N.A. Wilmington DE 05/2018 Present
  • 02/2018 → Present
    Wilmington, DE
  • 08/2016 → 02/2017
    Second In Command Productions / Cast & Crew
    Burbank, CA
  • 02/2017 → 04/2017
    Entertainment Partners
    Burbank, CA
  • 04/2017 → 06/2017
    Btl Payroll
    Burbank, CA
  • 06/2017 → 08/2017
    Unemployed
    Los Angeles, CA
  • 08/2017 → 10/2017
    Second In Command Productions / Cast & Crew
    Burbank, CA
  • 10/2017 → 12/2017
    Entertainment Partners
    Burbank, CA
  • 01/2018 → 02/2018
    Second In Command Productions / Cast & Crew
    Burbank, CA
  • 10/2017 → 12/2017
    Gloria Film Productions
    Los Angeles, CA
  • 05/2018 → Present
    Bank Of America, N.A.
    Wilmington, DE
Other Businesses

I*127244 For profit or not for profit: For-Profit Organization Name of outside business organization: Natalie Plaza Investment related: N Address of business: Los Angeles, California 90068 Nature of business: Other,Independent Contractor Position, title, association: Other, Freelance Graphic Designer Start date of relationship: 10/21/2019 Number of hours devoted: 60 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Freelance Graphic Designer. In the past I was a part time graphic designer for TV/Film. My responsibilities were Prop Artwork related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-14
  • S66 Uniform Combined State Law Examination
    2018-06-14
Other Names
  • Natalie Plaza

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