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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2019-03-06
TX RA APPROVED 2018-06-06
KS RA APPROVED 2018-06-01
  • MO RA
    APPROVED
    Since 2019-03-06
  • TX RA
    APPROVED
    Since 2018-06-06
  • KS RA
    APPROVED
    Since 2018-06-01

Branch Locations

1200 Main St, Kansas City, MO 64105 • United States

1 Cowboys Way, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood KS 02/2018 Present
University Of Missouri Columbia MO 01/2015 01/2018
Bank Of America, N.A. Leawood KS 06/2018 Present
Other Businesses

I*1768263, Entity Type: Entity Not for Profit, Name of OBA: Enterprise Center of Johnson County, Inc., Address: Lee's Summit,Missouri 64064, Investment Related: N, Position, Title, Association: Volunteer, Employee Start Date: 03/25/2024, No Hours: 0, No Hours during trading: 0, Duties: I volunteer for the Growth Mentoring Service (GMS which is housed out of the Enterprise Center for Johnson County (ECJC). This group meets once a month to hear from an entrepreneur who is looking to enter into the mentor program. Those in attendance are former business owner's, retired executives and service providers such as CPAs and bankers. The intent of me participating was to get exposure to these individuals as many of them could be PB qualified. If I have interest, I can chose to volunteer to be a member of a three person team who meets with the business owner to discuss the business and provide guidance on potential next steps. The other two individuals are also volunteers. None of us have ownership, control nor have the opportunity. There is no compensation or possibility of getting future compensation for our insights. This is not a formal board for the business and all members can stop participating at any time

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-31
  • S66 Uniform Combined State Law Examination
    2018-05-31
Other Names
  • Rodney Porch

View on SEC IAPD

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