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Nicholas John Bishop

49 Financial

Austin, TX

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Current Employers
49 Financial

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-03
  • TX RA
    APPROVED
    Since 2023-01-03

Branch Locations

3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Texas A&M University College Station TX 08/2013 12/2017
City Electric Frisco CO 06/2017 08/2017
Unemployed Houston TX 12/2017 03/2018
Axa Advisors, Llc New York NY 05/2018 03/2020
Purshe Kaplan Sterling Investments, Inc. Albany NY 03/2020 07/2024
Rise Biscuits Austin TX 03/2018 05/2018
Thrivent Advisor Network, Llc Austin TX 06/2020 12/2022
49 Wealth Management Llc Austin TX 01/2023 Present
Oakwood Capital Securities, Inc. Minneapolis MN 07/2024 Present
  • 08/2013 → 12/2017
    Texas A&M University
    College Station, TX
  • 06/2017 → 08/2017
    City Electric
    Frisco, CO
  • 12/2017 → 03/2018
    Unemployed
    Houston, TX
  • 05/2018 → 03/2020
    Axa Advisors, Llc
    New York, NY
  • 03/2020 → 07/2024
    Purshe Kaplan Sterling Investments, Inc.
    Albany, NY
  • 03/2018 → 05/2018
    Rise Biscuits
    Austin, TX
  • 06/2020 → 12/2022
    Austin, TX
  • 01/2023 → Present
    49 Wealth Management Llc
    Austin, TX
  • 07/2024 → Present
    Oakwood Capital Securities, Inc.
    Minneapolis, MN
Previous Registrations
Other Businesses

49 Wealth Management. Investment advisor representative since 01/2023. Business is conducted from 3711 S MoPac Expy, Ste 105, Austin, TX 78735. Approximately 90% of Nicholas Bishop's time is for services as an investment advisor representative and the balance as a registered representative. 49 Financial; fixed insurance agent; Insurance Sales; 3711 S MoPac Expy, Ste 105, Austin, TX 78735; Non-Investment Related; since 01/2023; Provide investment and insurance related advice and business; Appx 10% of time during the month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-12-19
S63 Uniform Securities Agent State Law Examination 2018-06-07
  • S66 Uniform Combined State Law Examination
    2019-12-19
  • S63 Uniform Securities Agent State Law Examination
    2018-06-07
Other Names
  • Nick Bishop
  • Nicholas Bishop

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