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3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-03 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Texas A&M University | College Station | TX | 08/2013 | 12/2017 |
| City Electric | Frisco | CO | 06/2017 | 08/2017 |
| Unemployed | Houston | TX | 12/2017 | 03/2018 |
| Axa Advisors, Llc | New York | NY | 05/2018 | 03/2020 |
| Purshe Kaplan Sterling Investments, Inc. | Albany | NY | 03/2020 | 07/2024 |
| Rise Biscuits | Austin | TX | 03/2018 | 05/2018 |
| Thrivent Advisor Network, Llc | Austin | TX | 06/2020 | 12/2022 |
| 49 Wealth Management Llc | Austin | TX | 01/2023 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 07/2024 | Present |
49 Wealth Management. Investment advisor representative since 01/2023. Business is conducted from 3711 S MoPac Expy, Ste 105, Austin, TX 78735. Approximately 90% of Nicholas Bishop's time is for services as an investment advisor representative and the balance as a registered representative. 49 Financial; fixed insurance agent; Insurance Sales; 3711 S MoPac Expy, Ste 105, Austin, TX 78735; Non-Investment Related; since 01/2023; Provide investment and insurance related advice and business; Appx 10% of time during the month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-07 |
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