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David James Edgar Wiese

Oppenheimer & Co. Inc.

St. Louis, MO

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-04-06
  • MO RA
    APPROVED
    Since 2021-04-06

Branch Locations

One North Brentwood Boulevard Suite 600, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Southern Illinois University Edwardsville Edwardsville IL 08/2011 12/2017
Kohl's Collinsville IL 07/2014 02/2018
Td Ameritrade St. Louis MO 03/2018 01/2021
Oppenheimer & Co. Inc St. Louis MO 04/2021 Present
  • 08/2011 → 12/2017
    Southern Illinois University Edwardsville
    Edwardsville, IL
  • 07/2014 → 02/2018
    Kohl's
    Collinsville, IL
  • 03/2018 → 01/2021
    Td Ameritrade
    St. Louis, MO
  • 04/2021 → Present
    Oppenheimer & Co. Inc
    St. Louis, MO
Previous Registrations
  • 2019-11-12 → 2021-01-09
    Td Ameritrade, Inc.
    St. Louis, MO
    St Louis, MO
  • 2019-11-12 → 2021-01-09
    Td Ameritrade Investment Management, Llc
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-11
S63 Uniform Securities Agent State Law Examination 2018-05-30
  • S66 Uniform Combined State Law Examination
    2019-11-11
  • S63 Uniform Securities Agent State Law Examination
    2018-05-30

View on SEC IAPD

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