Cason Andrew Smith

Park Avenue Securities LLC

Claim This Profile

Current Employers

Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	2026-07-16
MI	RA	APPROVED	2026-07-14
IA	RA	APPROVED	2026-07-10
IL	RA	APPROVED	2026-02-19
OH	RA	APPROVED	2025-07-16
MN	RA	APPROVED	2025-06-27
PA	RA	APPROVED	2025-04-14
KS	RA	APPROVED	2025-01-03
CA	RA	APPROVED	2025-01-01
FL	RA	APPROVED	2025-01-01
KY	RA	APPROVED	2025-01-01
MD	RA	APPROVED	2025-01-01
OR	RA	APPROVED	2025-01-01
NC	RA	APPROVED	2024-12-16
GA	RA	APPROVED	2024-04-25
LA	RA	APPROVED	2022-03-24
AL	RA	APPROVED	2021-09-30
VA	RA	APPROVED	2021-09-28

OK RA
APPROVED

Since 2026-07-16
MI RA
APPROVED

Since 2026-07-14
IA RA
APPROVED

Since 2026-07-10
IL RA
APPROVED

Since 2026-02-19
OH RA
APPROVED

Since 2025-07-16
MN RA
APPROVED

Since 2025-06-27
PA RA
APPROVED

Since 2025-04-14
KS RA
APPROVED

Since 2025-01-03
CA RA
APPROVED

Since 2025-01-01
FL RA
APPROVED

Since 2025-01-01
KY RA
APPROVED

Since 2025-01-01
MD RA
APPROVED

Since 2025-01-01
OR RA
APPROVED

Since 2025-01-01
NC RA
APPROVED

Since 2024-12-16
GA RA
APPROVED

Since 2024-04-25
LA RA
APPROVED

Since 2022-03-24
AL RA
APPROVED

Since 2021-09-30
VA RA
APPROVED

Since 2021-09-28

Branch Locations

3595 Grandview Parkway Dr Suite 225, Birmingham, AL 35243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Clark Construction	Washington, Dc	DC	06/2016	07/2017
Smith & Nephew	Andover	MA	08/2017	04/2018
Strategic Wealth Specialists	Mobile	AL	05/2018	05/2018
Guardian Life Insurance Company	Mobile	AL	05/2018	05/2021
Park Avenue Securities	Mobile	AL	11/2020	05/2021
Guardian Life Insurance Company	Gainesville	FL	05/2021	07/2026
Park Avenue Securities	Gainesville	FL	05/2021	07/2026
Guardian Life Insurance Company	Birmingham	AL	07/2026	Present
Park Avenue Securities	Birmingham	AL	07/2026	Present

06/2016 → 07/2017

Clark Construction

Washington, Dc, DC
08/2017 → 04/2018

Smith & Nephew

Andover, MA
05/2018 → 05/2018

Strategic Wealth Specialists

Mobile, AL
05/2018 → 05/2021

Guardian Life Insurance Company

Mobile, AL
11/2020 → 05/2021

Park Avenue Securities

Mobile, AL
05/2021 → 07/2026

Guardian Life Insurance Company

Gainesville, FL
05/2021 → 07/2026

Park Avenue Securities

Gainesville, FL
07/2026 → Present

Guardian Life Insurance Company

Birmingham , AL
07/2026 → Present

Park Avenue Securities

Birmingham, AL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-09-04

S66 Uniform Combined State Law Examination

2021-09-04

View on SEC IAPD

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