Sylvie Quinn Thomas

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 01/2019
  Wells Fargo Clearing Services, Llc
  Seattle, WA
• 11/2017 → 06/2022
  Dahlia Press
  Seattle, WA
• 08/2014 → 05/2017
  Kenyon College
  Gambier, OH
• 05/2014 → 10/2017
  Agua Verde Paddle Club
  Seattle, WA
• 08/2013 → 05/2017
  School: Kenyon College
  Gambier, OH
• 01/2019 → Present
  Wells Fargo Advisors Financial Network, Llc
  Seattle, WA

Previous Registrations

• 2018-09-10 → 2019-01-10
  Wells Fargo Clearing Services, Llc
  Seattle, WA

Other Businesses

NOTARY PUBLIC, NOT INV RELATED, STATE OF WASHINGTON, START 7/15/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, NOTARIZE DOCUMENTS. SYLVIE THOMAS, LLC, INVT RELATED, SEATTLE, WA, 100% OWNERSHIP, START DTAE 1/31/2024, 2 HOURS PER YEAR, 0 HRS DURING TRADING, FINET PRACTICE. 1201 INVESTMENT MANAGEMENT LLC; SEATTLE, WA; 20% OWNERSHIP; START DATE 1/1/2024; 160 HOURS PER MONTH; 160 DURING TRADING; FINET PRACTICE.| MINDS MATTER SEATTLE; INV RELATED; SEATTLE,WA; STUDENT EMPOWERMENT; TREASURER; START DATE: 08/18/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; |

Exams

• S66 Uniform Combined State Law Examination
  2018-09-10

Other Names

• Sylvie Thomas