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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-15 |
| FL | RA | APPROVED | 2021-03-11 |
| KY | RA | APPROVED | 2018-06-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Lexington | KY | 02/2018 | Present |
| H And R Block Of Georgetown | Georgetown | KY | 01/2000 | 02/2018 |
TRUSTEE FOR FAMILY TRUST, INV RELATED, LEXINGTON, KY, START 9/13/2013, ZERO HOURS PER MONTH, ZERO DURING TRADING, TRUSTEE FOR DAUGHTER, INV RELATED, LEXINGTON, KY, START 9/13/2013, ZERO HOURS PER MONTH, ZERO DURING TRADING,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-05 |
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