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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-02-01
  • PA RA
    APPROVED
    Since 2024-02-01

Branch Locations

2674 Darlington Road, Beaver Falls, PA 15010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Beaver Falls PA 01/2008 05/2018
Axa Advisors, Llc New York NY 07/2018 06/2020
Equitable Advisors, Llc New York NY 07/2018 02/2024
Commonwealth Financial Network Waltham MA 02/2024 Present
Flick Financial Beaver Falls PA 02/2024 Present
  • 01/2008 → 05/2018
    Student
    Beaver Falls, PA
  • 07/2018 → 06/2020
    Axa Advisors, Llc
    New York, NY
  • 07/2018 → 02/2024
    New York, NY
  • 02/2024 → Present
    Waltham, MA
  • 02/2024 → Present
    Flick Financial
    Beaver Falls, PA
Previous Registrations
  • 2019-05-29 → 2024-02-06
    Independence, OH
    Beaver Falls, PA
    Independence, OH
    Beaver Falls, PA
Other Businesses

Fixed insurance sales; as of 2/1/2024; 5% of time spent during business hours; Conducted at branch location; Investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-28
  • S66 Uniform Combined State Law Examination
    2019-05-28

View on SEC IAPD

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