Alan Andrew Flick

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → Present
  Commonwealth Financial Network
  Waltham, MA

Previous Registrations

• 2014-06-11 → 2016-09-07
  Msi Financial Services, Inc.
  Beaver Falls, PA

Other Businesses

1. Agent, Fixed Insurance Sales; Located At 2521 Darlington Road, Beaver Falls, Pa 15010, As Of 04/22/2016; Approximately 30% Time Spent During Securities Trading Hours Per Month; Conducted At Branch Location; Investment Related. 2. Co-Owner, Flick Financial Properties, Llc; An Entity Created For The Purpose Of Buying And Managing Commercial Real Estate At 2674 Darlington Rd, Beaver Falls, Pa, 15010; As Of 1/01/2021; 0% Of Time Spent During Business Hours; Conducted At Branch; Investment Related. 3. Co-owner, Flick Financial, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2024; 25% time spent during business hours; Conducted at branch; Investment related. 4. Co-owner, Flick Financial Holdings, LLC; a private entity established to facilitate insurance business; as of 11/18/2025; Less than 5% time spent during business hours; Conducted at branch; Investment related.

Exams

• S66 Uniform Combined State Law Examination
  2014-04-23

Other Names

• Alan Flick