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Richard John Derosa

First Trust Advisors LP

Wheaton, IL

Greenwich, CT

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-11-04
  • IL RA
    APPROVED
    Since 2022-11-04

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Greenwich, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Greenville Swamp Rabbits Greenville SC 06/2017 09/2017
Penn State University State College PA 06/2013 05/2017
Lord Abbett & Co Llc Jersey City NJ 02/2018 10/2022
N/A N/A XX 09/2017 02/2018
First Trust Portfolios L.P. Wheaton IL 11/2022 Present
First Trust Advisors L.P. Wheaton IL 11/2022 Present
  • 06/2017 → 09/2017
    Greenville Swamp Rabbits
    Greenville, SC
  • 06/2013 → 05/2017
    Penn State University
    State College, PA
  • 02/2018 → 10/2022
    Lord Abbett & Co Llc
    Jersey City, NJ
  • 09/2017 → 02/2018
    N/A
    N/A, XX
  • 11/2022 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 11/2022 → Present
    First Trust Advisors L.P.
    Wheaton, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-14
  • S66 Uniform Combined State Law Examination
    2018-08-14

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
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