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Shawn Erickson

Trunorth Financial LLC

Newburgh, NY

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Current Employers
Trunorth Financial Llc

Newburgh, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-03-25
TX RA APPROVED_RES 2024-10-11
LA RA APPROVED 2024-09-17
NY RA APPROVED 2024-06-26
  • NC RA
    APPROVED
    Since 2025-03-25
  • TX RA
    APPROVED_RES
    Since 2024-10-11
  • LA RA
    APPROVED
    Since 2024-09-17
  • NY RA
    APPROVED
    Since 2024-06-26

Branch Locations

1153 Union Ave, Newburgh, NY 12550 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ey New York NY 05/2015 05/2017
Regeneron Sleepy Hallow NY 05/2017 05/2018
Northwestern Mutual Milwaukee WI 05/2018 04/2024
Trunorth Financial Llc Newburgh NY 04/2024 Present
  • 05/2015 → 05/2017
    Ey
    New York, NY
  • 05/2017 → 05/2018
    Regeneron
    Sleepy Hallow, NY
  • 05/2018 → 04/2024
    Northwestern Mutual
    Milwaukee, WI
  • 04/2024 → Present
    Trunorth Financial Llc
    Newburgh, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-06-13
S63 Uniform Securities Agent State Law Examination 2018-05-03
  • S65 Uniform Investment Adviser Law Examination
    2024-06-13
  • S63 Uniform Securities Agent State Law Examination
    2018-05-03
Other Names
  • Shawn Erickson

View on SEC IAPD

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