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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-18 |
| NY | RA | APPROVED | 2024-12-09 |
Branch Locations
801 Auto Park Pl, Newburgh, NY 12550 • United States
68 S Main St., West Hartford, CT 06107 • United States
295 Broadway, Saratoga Springs, NY 12866 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nbt Bank | Norwich | NY | 06/2023 | Present |
| Pks Investments | Albany | NY | 02/2023 | 04/2023 |
| Siena College | Loudonville | NY | 08/2020 | 03/2023 |
| Full Time Student - Siena College | Loudonville | NY | 09/2019 | 05/2023 |
| The Cheesecake Factory | Lake Grove | NY | 04/2021 | 07/2021 |
| Kohl's | Setauket | NY | 06/2019 | 08/2019 |
| Unemployed/Student | Coram | NY | 01/2014 | 05/2019 |
| Lpl Financial Llc | Norwich | NY | 05/2024 | Present |
1) 06/20214 - NBT Investment Services / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-06 |
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