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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-03-05
  • TX RA
    APPROVED
    Since 2020-03-05

Branch Locations

3700 N Capital Of Texas Hwy, Austin, TX 78746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Westlake TX 03/2018 08/2019
Ashby Staffing Austin TX 07/2001 02/2018
Philip Gibbs Music Richmond VA 10/1996 01/2018
Uber Richmond VA 04/2016 01/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Austin TX 01/2020 Present
Uemployed Trophy Club TX 08/2019 12/2019
Bank Of America, N.A. Austin TX 04/2020 Present
  • 03/2018 → 08/2019
    Fidelity Brokerage Services, Llc
    Westlake, TX
  • 07/2001 → 02/2018
    Ashby Staffing
    Austin, TX
  • 10/1996 → 01/2018
    Philip Gibbs Music
    Richmond, VA
  • 04/2016 → 01/2018
    Uber
    Richmond, VA
  • 01/2020 → Present
    Austin, TX
  • 08/2019 → 12/2019
    Uemployed
    Trophy Club, TX
  • 04/2020 → Present
    Bank Of America, N.A.
    Austin, TX
Previous Registrations
  • 2019-07-01 → 2019-08-16
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Other Businesses

I*901333For profit or not for profit: Entity For ProfitName of outside business organization: P GInvestment related: NAddress of business: Austin, Texas, 78730Nature of business: ["Sole Proprietorship"]Position, title, association: ["Officer","General Partner/Managing Member","Employee","Owner"], Start date of relationship: 6/24/2022Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I just play music.I*2311281, Entity Type: , Name of OBA: E G G, Address: Austin, Texas, 78703, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 04-Nov-2024, No Hours: 2 Weekly, No Hours during Trading: 1 Weekly, Duties:I*2797298, Entity Type: , Name of OBA: L G H, Address: Georgetown, Texas, 78628, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 09/01/2025, No Hours: 40 Yearly, No Hours during Trading: 5 Yearly, Duties: I*4585277 Entity Type: Entity For Profit Name of OBA: G M M & D Property LLC Address: Austin, Texas, 78745 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/31/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Renting my condo out to tenants Renting my condo out to tenants, potentially

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-25
S63 Uniform Securities Agent State Law Examination 2018-05-15
  • S66 Uniform Combined State Law Examination
    2019-06-25
  • S63 Uniform Securities Agent State Law Examination
    2018-05-15
Other Names
  • Philip Gibbs

View on SEC IAPD

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