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Nicole Kay Austin

LPl Financial LLC

Omaha, NE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2022-09-22
  • NE RA
    APPROVED
    Since 2022-09-22

Branch Locations

9290 W Dodge Rd Ste 101, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc North Platte NE 02/2018 08/2022
Great Plains Health North Platte NE 06/2015 02/2018
Twin Rivers Urgent Care North Platte NE 06/2013 02/2020
Lpl Financial Llc North Platte NE 09/2022 Present
First Interstate Bank North Platte NE 09/2022 Present
Great Plains Health North Platte NE 06/2015 02/2018
  • 02/2018 → 08/2022
    North Platte, NE
  • 06/2015 → 02/2018
    Great Plains Health
    North Platte, NE
  • 06/2013 → 02/2020
    Twin Rivers Urgent Care
    North Platte, NE
  • 09/2022 → Present
    North Platte, NE
  • 09/2022 → Present
    First Interstate Bank
    North Platte, NE
  • 06/2015 → 02/2018
    Great Plains Health
    North Platte, NE
Previous Registrations
Other Businesses

1) 9/2022- First Interstate Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s) 2) 9/2022- Notary - inv-related- North Platte, NE - start date 3/1/218- 1hrs/mth

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-07
  • S66 Uniform Combined State Law Examination
    2022-02-07
Other Names
  • Nicole Kay Brandes
  • Nicole Kay Thompson
  • Nicole Austin

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