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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-10 |
| SD | RA | APPROVED | 2022-03-16 |
Branch Locations
1808 S Sycamore Ave, Sioux Falls, SD 57110 • United States
4810 S Western Ave, Sioux Falls, SD 57108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | Sioux Falls | SD | 03/2018 | 01/2022 |
| Sioux Falls Public Schools | Sioux Falls | SD | 12/2017 | 03/2018 |
| Cheeseheadtv | Sioux Falls | SD | 10/2017 | 03/2018 |
| Lawrence & Schiller | Sioux Falls | SD | 12/2016 | 07/2017 |
| Multi-Cultural Center Of Sioux Falls | Sioux Falls | SD | 08/2016 | 11/2016 |
| Unemployed | Sioux Falls | SD | 08/2017 | 09/2017 |
| Jp Morgan Chase Bank N.A. | Sioux Falls | SD | 02/2022 | Present |
| J.P. Morgan Securities Llc | Sioux Falls | SD | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-11 |
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