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Nash Allan Lockie

Morgan Stanley

South Jordan, UT

Salt Lake City, UT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-05-06
UT RA APPROVED 2023-09-05
  • TX RA
    APPROVED
    Since 2026-05-06
  • UT RA
    APPROVED
    Since 2023-09-05

Branch Locations

680 West 10000 South, South Jordan, UT 84095 • United States

Salt Lake City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Sandy UT 02/2018 04/2021
Metro Ready Mix Salt Lake City UT 05/2017 02/2018
Albany Engineered Composites Salt Lake City UT 01/2016 05/2017
E*Trade Securities Llc Sandy UT 04/2021 09/2023
E*Trade Capital Management Llc Sandy UT 04/2021 09/2023
Morgan Stanley Sandy UT 09/2023 Present
  • 02/2018 → 04/2021
    E*Trade Securities Llc
    Sandy, UT
  • 05/2017 → 02/2018
    Metro Ready Mix
    Salt Lake City, UT
  • 01/2016 → 05/2017
    Albany Engineered Composites
    Salt Lake City, UT
  • 04/2021 → 09/2023
    E*Trade Securities Llc
    Sandy, UT
  • 04/2021 → 09/2023
    E*Trade Capital Management Llc
    Sandy, UT
  • 09/2023 → Present
    Morgan Stanley
    Sandy, UT
Previous Registrations
  • 2023-07-13 → 2023-09-05
    Harrisdirect Llc
    Sandy, UT
    Arlington, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-12
  • S66 Uniform Combined State Law Examination
    2023-07-12
Other Names
  • Nash Allan Lockie
  • Nash A Lockie

View on SEC IAPD

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ROBERT RANDALL GOGGINS
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LEX JOHN DROLLINGER

Other Offices

LPG CAPITAL MANAGEMENT · SOUTH JORDAN, UT
LPL FINANCIAL LLC · SOUTH JORDAN, UT
OSAIC WEALTH, INC. · SOUTH JORDAN, UT
PORTSIDE WEALTH GROUP, LLC · South Jordan, UT
DIVERGENT WEALTH ADVISORS, LLC · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT
D.A. DAVIDSON & CO. · SOUTH JORDAN, UT
WEALTHSPIRE RETIREMENT ADVISORY · South Jordan, UT

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