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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-05-22 |
Branch Locations
5811 Pelican Bay Blvd Ste 600, Naples, FL 34108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Philadelphia | PA | 02/2018 | 07/2019 |
| Tir Na Nog | Philadelphia | PA | 07/2013 | 02/2018 |
| Community College Of Philadelphia | Philadelphia | PA | 01/2017 | 06/2017 |
| Bank Of America, N.A. | Philadelphia | PA | 07/2018 | 07/2019 |
| Morgan Stanley | Philadelphia | PA | 10/2019 | 04/2023 |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2019 | 04/2023 |
| Prinicipal Life Insurance Co | Wayne | PA | 05/2023 | 08/2023 |
| Principal Securities | Wayne | PA | 05/2023 | 08/2023 |
| Wells Fargo Advisors Financial Network, Llc | Naples | FL | 03/2025 | Present |
| Ocean Prime | Philadelphia | PA | 04/2023 | 11/2024 |
| Crown Colony Golf And Country Club | Fort Myers | FL | 11/2024 | 04/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-23 |
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