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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-06-05
TX RA APPROVED_RES 2018-11-01
NJ RA APPROVED 2018-08-06
  • NY RA
    APPROVED
    Since 2023-06-05
  • TX RA
    APPROVED_RES
    Since 2018-11-01
  • NJ RA
    APPROVED
    Since 2018-08-06

Branch Locations

77 Broad St, Red Bank, NJ 07701 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

2 Crosfield Ave, West Nyack, NY 10994 • United States

Neptune, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manasquan NJ 04/2010 Present
Bank Of America, N.A. Manasquan NJ 06/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-04
  • S66 Uniform Combined State Law Examination
    2018-08-04
Other Names
  • Ashley Deandre Dwyer-Keise
  • Ashley Lucien

View on SEC IAPD

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