Brienne Surratt Moyer

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → Present
  Vantage Credit Union
  Saint Charles, MO
• 01/2016 → 02/2018
  Freedom First Federal Credit Union
  Salem, VA
• 08/2018 → Present
  Lpl Financial, Llc
  Saint Charles, MO

Other Businesses

1. 8/22/2018 - Vantage Investment Services Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/17/2020 - Alltru. Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/17/2019 - 5 Hours Per Month During Securities Trading - Administrative for partner credit union helping to serve their members with investment services needs. 3. 1/19/2021 - Vantage Credit Union - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 08/25/2020 - 8 Hours Per Month During Securities Trading - Manage and support the credit union in administration of CDs, IRAs, Deferred Compensation, and Member Services.

Exams

• S66 Uniform Combined State Law Examination
  2019-04-01

Other Names

• Brienne Lindsay Surratt
• Brienne Spruce
• Brienne Lindsay Spruce
• Brienne Lindsay Moyer