Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2019-04-02 |
Branch Locations
19 Research Park Court, Saint Charles, MO 63304 • United States
1232 Wentzville Pkwy, Wentzville, MO 63385 • United States
Wentzville, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Vantage Credit Union | Saint Charles | MO | 02/2018 | Present |
| Freedom First Federal Credit Union | Salem | VA | 01/2016 | 02/2018 |
| Lpl Financial, Llc | Saint Charles | MO | 08/2018 | Present |
1. 8/22/2018 - Vantage Investment Services Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/17/2020 - Alltru. Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/17/2019 - 5 Hours Per Month During Securities Trading - Administrative for partner credit union helping to serve their members with investment services needs. 3. 1/19/2021 - Vantage Credit Union - Investment Related - At Reported Business Location(s) - Financial Institution Duty - Started 08/25/2020 - 8 Hours Per Month During Securities Trading - Manage and support the credit union in administration of CDs, IRAs, Deferred Compensation, and Member Services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-04-01 |
Reach out to this advisor