Lori Ann Turner

Employer firm

Axius Advisors LLC CRD 330006

$624M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → 07/2025
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 06/2016 → Present
  Axius Financial
  St Charles, MO
• 10/2024 → Present
  Axius Advisors Llc
  St. Charles, MO
• 07/2025 → Present
  Private Client Services
  Clayton, MO

Previous Registrations

• 2005-03-28 → 2025-07-14
  Cambridge Investment Research Advisors, Inc.
  University City, MO
  Clayton, MO
• 2006-06-08 → 2014-12-31
  Rosetta Financial Advisors, Inc.
  St. Louis, MO
• 2004-01-29 → 2005-12-31
  Rosetta Financial Advisors, Inc.
  St. Louis, MO
• 2002-11-27 → 2005-03-28
  Cambridge Investment Research, Inc.
  University City, MO
  St. Louis, MO
  Saint Charles, MO
  Fairfield, IA
  Clayton, MO
• 2002-08-08 → 2002-11-26
  Securian Financial Services, Inc.
  St. Louis, MO

Other Businesses

1) Axius Advisors LLC. 2085 Bluestone Drive, St Charles, MO 63303. RIA. 160 hrs/mo; 140 during trading hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-02-22
• S63 Uniform Securities Agent State Law Examination
  1999-08-19

Other Names

• Lori A Smith
• Lori Ann Smith
• Lori Ann Smith
• Lori Turner Sauget