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Lori Ann Turner

Axius Advisors LLC

Saint Charles, MO

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Current Employers
Axius Advisors Llc

2085 Blue Stone Drive, Saint Charles, MO 63303 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-10-29
TX RA APPROVED 2024-10-29
  • MO RA
    APPROVED
    Since 2024-10-29
  • TX RA
    APPROVED
    Since 2024-10-29

Branch Locations

2085 Blue Stone Drive, Saint Charles, MO 63303 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 07/2025
Axius Financial St Charles MO 06/2016 Present
Axius Advisors Llc St. Charles MO 10/2024 Present
Private Client Services Clayton MO 07/2025 Present
Previous Registrations
  • 2005-03-28 → 2025-07-14
    Cambridge Investment Research Advisors, Inc.
    University City, MO
    Clayton, MO
  • 2006-06-08 → 2014-12-31
    Rosetta Financial Advisors, Inc.
    St. Louis, MO
  • 2004-01-29 → 2005-12-31
    Rosetta Financial Advisors, Inc.
    St. Louis, MO
  • 2002-11-27 → 2005-03-28
    Cambridge Investment Research, Inc.
    University City, MO
    St. Louis, MO
    Saint Charles, MO
    Fairfield, IA
    Clayton, MO
  • 2002-08-08 → 2002-11-26
    Securian Financial Services, Inc.
    St. Louis, MO
Other Businesses

1) Axius Advisors LLC. 2085 Bluestone Drive, St Charles, MO 63303. RIA. 160 hrs/mo; 140 during trading hrs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-02-22
S63 Uniform Securities Agent State Law Examination 1999-08-19
  • S65 Uniform Investment Adviser Law Examination
    2002-02-22
  • S63 Uniform Securities Agent State Law Examination
    1999-08-19
Other Names
  • Lori A Smith
  • Lori Ann Smith
  • Lori Ann Smith
  • Lori Turner Sauget

View on SEC IAPD

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