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John Barrett Whiting

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Little Rock, AR

New Orleans, LA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-11-03
TX RA APPROVED 2019-06-25
AR RA APPROVED 2019-05-30
  • LA RA
    APPROVED
    Since 2021-11-03
  • TX RA
    APPROVED
    Since 2019-06-25
  • AR RA
    APPROVED
    Since 2019-05-30

Branch Locations

2200 N Rodney Parham Rd, Little Rock, AR 72212 • United States

601 Poydras St, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated New Orleans LA 02/2018 Present
Bass Commercial Concrete Little Rock AR 09/2017 02/2018
Greg & Julie Hackney Farm Partnership Gillett AR 05/2017 08/2017
The Atwell Law Firm Fayetteville AR 05/2016 05/2017
Bank Of America, N.A. New Orleans LA 10/2018 Present
  • 02/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New Orleans, LA
  • 09/2017 → 02/2018
    Bass Commercial Concrete
    Little Rock, AR
  • 05/2017 → 08/2017
    Greg & Julie Hackney Farm Partnership
    Gillett, AR
  • 05/2016 → 05/2017
    The Atwell Law Firm
    Fayetteville, AR
  • 10/2018 → Present
    Bank Of America, N.A.
    New Orleans, LA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-23
  • S66 Uniform Combined State Law Examination
    2019-05-23
Other Names
  • John Whiting

View on SEC IAPD

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UNITED CAPITAL FINANCIAL ADVISORS
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Other Investors

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Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

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