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Jay William Brooks

Brooks, Moore & Associates, Inc.

Chattanooga, TN

CRD 6915191

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Employer firm

Brooks, Moore & Associates, Inc. CRD 105716

$349M regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
Brooks, Moore & Associates, Inc.

3905 Saint Elmo Avenue, Chattanooga, TN 37409-1239 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-01-26
GA RA APPROVED 2018-06-01
  • TN RA
    APPROVED
    Since 2026-01-26
  • GA RA
    APPROVED
    Since 2018-06-01

Branch Locations

3905 Saint Elmo Avenue, Chattanooga, TN 37409-1239 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brooks, Moore & Associates, Inc. Chattanooga TN 02/2018 Present
Woodlands Enterprises, Inc. Armuchee GA 05/2016 01/2018
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-14
  • S65 Uniform Investment Adviser Law Examination
    2018-05-14

View on SEC IAPD

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