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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-03-25 |
| CA | RA | APPROVED | 2019-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Sacramento | CA | 06/2019 | Present |
| Califonria State University Of San Marcos | San Marcos | CA | 08/2016 | 05/2019 |
| Foresters Financial | San Diego | CA | 01/2018 | 06/2018 |
| Bank Of America, N.A. | Sacramento | CA | 07/2019 | Present |
I*391186, Entity Type, Entity Charitable, Name of OBA: Active 20-30 Sacramento #1, Address: Sacramento, CA, 95812, Investment Related: No, Position, Title, Association: Board Member, Officer, Employee Start Date: 09/01/2024, No Hours: 20hrs/Mo, No Hours during trading: 4, Duties: Serve on Board of Directors to Advise and Vote on initiatives to support under privileged children in the Sacramento area. I*: 2436283 Entity Type: Fiduciary role Name of OBA: A, J B. Revocable Trust Address: SANTA ROSA, CA 95409 Investment Related: No Position, Title, Association: Successor Trustee Employee Start Date: 05/02/2030 Number of Hours: 1 hr annually Number of Hours during trading: 1 hr annually Duties: Successor Trustee for cousin
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-30 |
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