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One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2026-07-21 |
| CA | RA | APPROVED | 2026-01-23 |
| WV | RA | APPROVED | 2026-01-22 |
| IL | RA | APPROVED | 2025-11-18 |
| NY | RA | APPROVED | 2025-11-17 |
| ME | RA | APPROVED | 2025-08-22 |
| AZ | RA | APPROVED | 2025-07-08 |
| SC | RA | APPROVED | 2025-03-18 |
| DC | RA | APPROVED | 2025-02-20 |
| FL | RA | APPROVED | 2025-02-03 |
| GA | RA | APPROVED | 2025-02-03 |
| HI | RA | APPROVED | 2025-02-03 |
| PA | RA | APPROVED | 2025-02-03 |
| VA | RA | APPROVED | 2025-02-03 |
| MD | RA | APPROVED | 2025-01-31 |
| NJ | RA | APPROVED | 2025-01-31 |
| NC | RA | APPROVED | 2025-01-31 |
| TX | RA | APPROVED_RES | 2025-01-31 |
| DE | RA | APPROVED | 2021-01-25 |
Branch Locations
779 North Dupont Highway Mailstop: 01B-0026, Dover, DE 19901 • United States
300 Barr Harbor Drive, Suite 450 Mailstop: Pabh10, Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Dover | DE | 01/2018 | 01/2021 |
| Citizens Bank | Smyrna | DE | 11/2014 | 01/2018 |
| Citizens Securities, Inc. | Dover | DE | 02/2018 | 12/2020 |
| Citizens Securities, Inc. | Dover | DE | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-11-04 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-02 |
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