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5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-10-09 |
| TX | RA | APPROVED | 2025-10-02 |
Branch Locations
606 S Tamiami Trail, Osprey, FL 34229 • United States
5001 Spring Valley Road Suite 810W, Dallas, TX 75244 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| La Fitness | Venice | FL | 10/2017 | 02/2018 |
| Jason Montgomery Properties Llc | Venice | FL | 07/2017 | 10/2017 |
| Deland Suns | Deland | FL | 06/2017 | 07/2017 |
| Stetson University | Deland | FL | 06/2013 | 06/2017 |
| Integrity Investments, Inc | Venice | FL | 02/2018 | 12/2018 |
| Wells Fargo Advisors Financial Network, Llc | Venice | FL | 02/2019 | 01/2020 |
| Fourthought Private Wealth | Venice | FL | 01/2020 | 10/2022 |
| The Shower Shop | Venice | FL | 04/2018 | 02/2019 |
| Ups | Sarasota | FL | 11/2017 | 02/2018 |
| Raymond James Financial Services Advisors, Inc. | Nokomis | FL | 10/2022 | 10/2025 |
| Affinity Waste Solutions Llc | Venice | FL | 01/2023 | 02/2023 |
| Four Pillars Financial Planning Group | Nokomis | FL | 11/2022 | 05/2025 |
| Topwater Capital Llc | Osprey | FL | 04/2025 | Present |
| Golden State Equity Partners | Osprey | FL | 10/2025 | Present |
1) Topwater Capital, Investment related, at business address, dba for Golden State Equity Partners RIA, IAR, 10/2/2025, 40 hours/month, Financial Planning and Investment Management 2) The Road to Independence, Inc. - Non-investment related -184 Grand Oak Circle, Venice, FL 34292 - Florida Not for Profit Corporation - Volunteer Director -2 hours/month - 0 hours/month during trading hours - Help make decisions regarding overall strategy of the charity and help organize events.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-06 |
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