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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-05-09 |
| TX | RA | APPROVED_RES | 2023-05-05 |
Branch Locations
412 S Tamiami Trail, Osprey, FL 34229 • United States
North Port, FL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Venice | FL | 09/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Venice | FL | 11/2016 | 05/2023 |
| Ameriprise Financial Services, Llc | Sarasota | FL | 05/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2000-08-21 |
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