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Christopher Aaron Nichols

Ameriprise Financial Services, LLC

Osprey, FL

Sarasota, FL

Sarasota, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-05-09
TX RA APPROVED_RES 2023-05-05
  • FL RA
    APPROVED
    Since 2023-05-09
  • TX RA
    APPROVED_RES
    Since 2023-05-05

Branch Locations

2149 S Tamiami Trl Bldg B Ste 49 And 51, Osprey, FL 34229-9696 • United States

1819 Main St Ste 1002 10Th Floor, Sarasota, FL 34236 • United States

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Venice FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Venice FL 11/2016 05/2023
Ameriprise Financial Services, Llc Sarasota FL 05/2023 Present
Previous Registrations
  • 2008-03-10 → 2023-05-17
    Wells Fargo Clearing Services, Llc
    Sarasota, FL
    Naples, FL
    Englewood, FL
    Venice, FL
    Sarasota, FL
    Venice, FL
    Boca Grande, FL
    Sarasota, FL
    Punta Gorda, FL
    Sarasota, FL
    Sarasota, FL
  • 2008-02-08 → 2008-03-12
    Truist Investment Services, Inc.
    Englewood, FL
    Englewood, FL
    Englewood, FL
    Grove City, FL
    Venice, FL
  • 2004-02-04 → 2004-11-12
    Ameriprise Financial Services, Llc
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-05
  • S66 Uniform Combined State Law Examination
    2008-02-05
Other Names
  • Chirs Aaron Nichols
  • Aaron Christopher Nichols

View on SEC IAPD

Other Firms

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EDWARD JONES
PARACCA FINANCIAL GROUP
ASCENTIS INDEPENDENT ADVISORS, LLC
J.P. MORGAN SECURITIES LLC
COMMONWEALTH FINANCIAL NETWORK
TRUIST ADVISORY SERVICES, INC.

Other Investors

KRISTIN NELSON
ANASTASIOS KOURPOUANIDIS
TOUFIK JEBRANE BOUHAMID
ANTHONY WARREN WELCH
Blake Gerald Lynn
Donald Michael Paracca
KEVIN JOHN HACKETT
Kale Everett Youtzy

Other Offices

EQUITABLE ADVISORS, LLC · OSPREY, FL
SARASOTA CAPITAL STRATEGIES,INC. · OSPREY, FL
EDWARD JONES · OSPREY, FL
PARACCA FINANCIAL GROUP · OSPREY, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Osprey, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Osprey, FL
ASCENTIS INDEPENDENT ADVISORS, LLC · Osprey, FL
J.P. MORGAN SECURITIES LLC · Nokomis, FL

More in Osprey, FL

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