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Alexander Jesus Feria

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6914564

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-05-02
TX RA APPROVED 2025-04-29
  • AZ RA
    APPROVED
    Since 2025-05-02
  • TX RA
    APPROVED
    Since 2025-04-29

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Phoenix AZ 04/2019 05/2020
Randstad Scottsdale AZ 03/2018 04/2019
Svn|Desert Commercial Advisors Phoenix AZ 08/2016 05/2017
Homesmart Goodyear AZ 05/2017 03/2018
Arizona State University Tempe AZ 08/2015 05/2017
Edelman Financial Engines Phoenix AZ 05/2020 03/2025
The Vanguard Group, Inc. Scottsdale AZ 03/2025 Present
The Vanguard Marketing Corporation Scottsdale AZ 03/2025 Present
The Vanguard Advisers, Inc. Scottsdale AZ 03/2025 Present
  • 04/2019 → 05/2020
    Charles Schwab & Co., Inc.
    Phoenix, AZ
  • 03/2018 → 04/2019
    Randstad
    Scottsdale, AZ
  • 08/2016 → 05/2017
    Svn|Desert Commercial Advisors
    Phoenix, AZ
  • 05/2017 → 03/2018
    Homesmart
    Goodyear, AZ
  • 08/2015 → 05/2017
    Arizona State University
    Tempe, AZ
  • 05/2020 → 03/2025
    Phoenix, AZ
  • 03/2025 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2025 → Present
    The Vanguard Marketing Corporation
    Scottsdale, AZ
  • 03/2025 → Present
    The Vanguard Advisers, Inc.
    Scottsdale, AZ
Previous Registrations
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-04-28
S65 Uniform Investment Adviser Law Examination 2020-06-22
  • S63 Uniform Securities Agent State Law Examination
    2025-04-28
  • S65 Uniform Investment Adviser Law Examination
    2020-06-22
Other Names
  • Alex Feria
  • Alexander J Feria
  • Alex J Feria
  • Alexander Feria
  • Alex Jesus Feria
  • Alex Seria

View on SEC IAPD

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