Nicholas Rice

Employer firm

Commonwealth Financial Network CRD 8032

$213B regulatory AUM 20,450 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2018 → 02/2021
  New York Life Insurance Company
  Maumee, OH
• 12/2018 → 01/2021
  Nylife Securities, Llc
  Maumee, OH
• 12/2017 → 02/2018
  Unemployed
  Perrysburg, OH
• 07/2017 → 12/2017
  Learfield Communications
  Plano, TX
• 08/2015 → 07/2017
  Kansas Wesleyan University
  Salina, KS
• 01/2023 → 09/2023
  Commonwealth Financial Network
  San Diego, CA
• 01/2021 → 01/2023
  The Rudd Company Llc
  Fort Worth, TX
• 09/2023 → Present
  Commonwealth Financial Network
  San Diego, CA
• 09/2023 → Present
  Messett Financial
  Flower Mound, TX
• 01/2023 → 09/2023
  Messett Financial
  Flower Mound, TX

Other Businesses

1. Fixed insurance sales; Located at 1013 Long Prairie Road Suite 102 Flower Mound, TX 75022, as of 2/27/2023; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Messett Rice & Associates, LLC; a private entity established to facilitate securities, advisory, and insurance business; Located in Flower Mound, TX; as of 8/01/2025; 100% time spent during business hours; Conducted at branch; Investment related. 3. Owner, Rice Wealth Management, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 3/05/2025; 100% time spent during business hours; Conducted at branch; Investment related.

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-06-15

Designations

• Certified Financial Planner