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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-09-06
  • TX RA
    APPROVED
    Since 2023-09-06

Branch Locations

1013 Long Prairie Road Suite 102, Flower Mound, TX 75022 • United States

5700 Tennyson Parkway Ste. 300, Plano, TX 75024 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Maumee OH 02/2018 02/2021
Nylife Securities, Llc Maumee OH 12/2018 01/2021
Unemployed Perrysburg OH 12/2017 02/2018
Learfield Communications Plano TX 07/2017 12/2017
Kansas Wesleyan University Salina KS 08/2015 07/2017
Commonwealth Financial Network San Diego CA 01/2023 09/2023
The Rudd Company Llc Fort Worth TX 01/2021 01/2023
Commonwealth Financial Network San Diego CA 09/2023 Present
Messett Financial Flower Mound TX 09/2023 Present
Messett Financial Flower Mound TX 01/2023 09/2023
  • 02/2018 → 02/2021
    New York Life Insurance Company
    Maumee, OH
  • 12/2018 → 01/2021
    Nylife Securities, Llc
    Maumee, OH
  • 12/2017 → 02/2018
    Unemployed
    Perrysburg, OH
  • 07/2017 → 12/2017
    Learfield Communications
    Plano, TX
  • 08/2015 → 07/2017
    Kansas Wesleyan University
    Salina, KS
  • 01/2023 → 09/2023
    San Diego, CA
  • 01/2021 → 01/2023
    The Rudd Company Llc
    Fort Worth, TX
  • 09/2023 → Present
    San Diego, CA
  • 09/2023 → Present
    Messett Financial
    Flower Mound, TX
  • 01/2023 → 09/2023
    Messett Financial
    Flower Mound, TX
Other Businesses

1. Fixed insurance sales; Located at 1013 Long Prairie Road Suite 102 Flower Mound, TX 75022, as of 2/27/2023; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Messett Rice & Associates, LLC; a private entity established to facilitate securities, advisory, and insurance business; Located in Flower Mound, TX; as of 8/01/2025; 100% time spent during business hours; Conducted at branch; Investment related. 3. Owner, Rice Wealth Management, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 3/05/2025; 100% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2023-06-15
  • S63 Uniform Securities Agent State Law Examination
    2023-06-15
Designations

View on SEC IAPD

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