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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-03-14 |
| FL | RA | APPROVED | 2022-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Miami | FL | 10/2014 | 10/2021 |
| Wells Fargo Clearing Services, Llc | Miami | FL | 02/2018 | 10/2021 |
| Tallahassee Community College | Tallahassee | FL | 08/2014 | 04/2017 |
| Florida International University | Miami | FL | 08/2017 | 04/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Hialeah Gardens | FL | 11/2021 | Present |
| Bank Of America N.A. | Hialeah Gardens | FL | 11/2021 | Present |
I*934264, Name of OBA: Uber Technologies, Inc. Address: San Francisco, CA Investment Related: No Position, Title, Association: Consultant/Independent Contractor Employee Start Date: 8/8/2022 No Hours: 8 Weekly No Hours during trading: 0 Duties: Pick up and delivery food orders
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-10 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-12 |
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