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Thomas Bechtel

LPl Financial LLC

Oak Brook, IL

Chicago, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2025-05-06
IL RA APPROVED 2025-05-05
TX RA APPROVED 2025-05-05
  • SC RA
    APPROVED
    Since 2025-05-06
  • IL RA
    APPROVED
    Since 2025-05-05
  • TX RA
    APPROVED
    Since 2025-05-05

Branch Locations

1211 W 22Nd St Ste. 209, Oak Brook, IL 60523 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Campbell CA 02/2018 02/2022
Parkwhiz Chicago IL 05/2017 08/2017
Charles Schwab Bank, Ssb Campbell CA 02/2018 02/2022
J.P. Morgan Securities Llc Chicago IL 08/2023 12/2024
Jpmorgan Chase Bank, N.A. Chicago IL 08/2023 12/2024
Indiana University Bloomington IN 08/2013 12/2017
Unemployed Glencoe IL 03/2022 07/2023
Unemployed Campbell CA 01/2018 01/2018
Lpl Financial Llc Oak Brook IL 04/2025 Present
Unemployed Chicago IL 12/2024 04/2025
  • 02/2018 → 02/2022
    Charles Schwab & Co., Inc.
    Campbell, CA
  • 05/2017 → 08/2017
    Parkwhiz
    Chicago, IL
  • 02/2018 → 02/2022
    Charles Schwab Bank, Ssb
    Campbell, CA
  • 08/2023 → 12/2024
    J.P. Morgan Securities Llc
    Chicago, IL
  • 08/2023 → 12/2024
    Jpmorgan Chase Bank, N.A.
    Chicago, IL
  • 08/2013 → 12/2017
    Indiana University
    Bloomington, IN
  • 03/2022 → 07/2023
    Unemployed
    Glencoe, IL
  • 01/2018 → 01/2018
    Unemployed
    Campbell, CA
  • 04/2025 → Present
    Lpl Financial Llc
    Oak Brook, IL
  • 12/2024 → 04/2025
    Unemployed
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-11-20
  • S66 Uniform Combined State Law Examination
    2018-11-20
Other Names
  • Thomas Bechtel
  • Thomas A Bechtel

View on SEC IAPD

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Other Investors

TODD BRENDAN SCHROEDER
MICHAEL CHRISTOPHER LEE
DANIEL P SCHIPITSCH
ALAN P MADEJ
Anthony Joesph Bittman
Joseph Herr
Lauren A Mlady
Danieh Kasar

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
ERGAWEALTH ADVISORS, INC. · OAK BROOK, IL
CETERA INVESTMENT ADVISERS LLC · OAK BROOK, IL
LPL FINANCIAL LLC · OAK BROOK, IL

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