Chase Alan Bertrand

Current Employers

Employment History

• 06/2017 → 06/2018
  Apple
  Austin, TX
• 12/2016 → 06/2017
  Grub Burger Bar
  Bryan, TX
• 01/2014 → 12/2016
  Texas A&M University
  College Station, TX
• 06/2018 → 11/2019
  Axa Advisors, Llc
  New York, NY
• 11/2019 → 01/2024
  Purshe Kaplan Sterling Investments
  Albany, NY
• 01/2023 → Present
  49 Wealth Management, Llc
  Austin, TX
• 11/2019 → 12/2022
  Thrivent Advisor Network D/B/A 49 Financial
  Austin, TX
• 01/2024 → Present
  Oakwood Capital Securities, Inc.
  Minneapolis, MN

Other Businesses

1) 49 Financial; Vice President & Investment Adviser Representative; Investment Related: yes; 916 S. Capital of Texas Hwy, Suite 2.100, Austin TX. RIA. Associate. Start 11/1/2019. 160 hours per month during trading. Engage with clients to create financial plans. 2) Insurance Sales. Not Investment Related 916 S. Capital of Texas Hwy, Suite 2.100, Austin TX. Insurance. Agent. Start 11/1/2019. 80 hours per month during trading. Serve clients through fixed insurance. 3) Oakwood Capital Securities; investment related; 916 S Capital of Texas Hwy, Suite 2.100 Austin TX 78746 United States; Registered Representative; Sale of registered variable products; Oversee a team in Austin; Start date: 2018-08-01; 200 Hours per month all during trading hours. 4) Ranch Water Pool Co; Not Investment Related; 17229 Rossignol Cove Austin TX 78738 USA; Pool company; Owner; Start Date: 7/1/2025; 40 hours/month during & outside of trading hours; Grow, market, and manage the day-to-day responsibilities of the business

Exams

• S66 Uniform Combined State Law Examination
  2023-01-30
• S63 Uniform Securities Agent State Law Examination
  2018-06-11